Trading Surveillance
The acceleration of new tech usage and new ways of working has strongly increased the risks around trading activities. We have identified several areas of concerns : Ecomsurveillance, Alternative Execution devices, Algorithmic trading for which we propose an approach and solutions to mitigate those risks LinkedIn Email Télécharger
Retail investment strategy (RIS) – La fin d’un modèle ?
LinkedIn Email Print Bien plus qu’une transformation en profondeur de la distribution d’instruments financiers La Commission Européenne avance sur sa Retail Investment Strategy et le lobbying fait rage, notamment sur le sujet explosif des rétrocessions💥 La directive RIS est un texte omnibus impactant l’ensemble des textes clés autour de l’épargne financière : MiFiD 2, IDD, […]